KannapolisRecruiter Since 2001
the smart solution for Kannapolis jobs

Operational Risk Consultant 4 PVSI Regulatory Control

Company: Wells Fargo Bank
Location: Kannapolis
Posted on: November 23, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. - In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. - -Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. -The Payments, Virtual Solutions, and Innovation (PVSI) team includes Operations, Consumer Credit Card, Retail Services, Consumer Deposits, the Innovation Group, Treasury Management, Merchant Services and Wells Fargo Virtual Channels and the professional services teams that partner with these businesses. PVSI's focus is on delivering the next generation of payments and deposit capabilities and advancing our digital and online offerings to design new customer experiences and products. Our guiding principles are to start with the customer, move faster, and partner effectively. -The PVSI Regulatory Control team is specifically responsible for identifying regulatory risk within Payments, Virtual Solutions and Innovations (PVSI) while working through Regulatory SME to execute on regulatory risk through Issue, Corrective Action and Controls. - This candidate will be responsible for identifying, managing, controlling, monitoring and escalating the specific regulatory risks within the PVSI businesses.This role serves as a point of contact for both business aligned control and business aligned compliance teams. - They will drive consistency on the interaction model for various types of regulatory risk engagements with the business and Independent Risk Management (IRM).Key Responsibilities/AccountabilitiesThis role will be responsible for identifying regulatory compliance risks. The candidate will be able to articulate and identify regulatory risk within PVSI Cards and Retail Services processes.Specific duties for this position include, but are not limited to:

  • Serve as a relationship manager between Business- Aligned Compliance and Business Aligned Control organizations
  • Responsible to facilitate the MCR dealing process including, attending the Compliance MR dealing meeting, getting feedback from applicable Regulatory SME and Business (via business-aligned control), challenging Compliance and confirming the final applicability.
  • Participate in business meetings as a regulatory control representative and provide regulatory research and follow-up activities as a result of discussions occurring in business meetings.
  • Develop and maintain centralized repository for Regulatory SME effort related to issue/corrective action, testing, audit, exams and regulatory risk reviews for business level dashboard - and ad-hoc reporting
  • Provides business unit & sub-business unit level aggregate reporting and dashboards for business leaders on each of the business' performance in managing regulatory risks. Support the business on non-regulatory specific regulatory compliance activities as follows: - - o Business Process Management - Regulatory impact and Controls - - o Third Party Relationships regulatory reviews (CFL, CRRA, IRQ, etc.) - - o Business projects and Initiatives - - o Compliance Training assignments, needs analysis and content review
    • Design and implement processes to identify significant regulatory changes and communicate emerging regulatory risks to business units.
    • Design and deliver regulatory reporting and assessments across all business lines
    • Drive PVSI consistency through standards, playbooks, and procedures
    • Execute IRM regulatory program requirementsPreferred Locations: Wilmington DE. May consider other approved locations: Atlanta, GA; Charlotte, NC; Dallas, TX; Denver, CO; Des Moines, IA; Minneapolis, MN; Phoenix, AZ; Portland, OR; Raleigh, NC; Salt Lake City, UT; San Antonio, TX; St. Louis, MO; Richmond, VAPlease note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo. -

      Required Qualifications
      • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

        Desired Qualifications
        • Advanced Microsoft Office skills
        • Excellent verbal, written, and interpersonal communication skills
        • Strong analytical skills with high attention to detail and accuracy
        • Ability to interact with all levels of an organization
        • Ability to influence across all organizational levels, particularly senior management
        • Ability to articulate complex concepts in a clear manner
        • An active Certified Regulatory Compliance Manager (CRCM) designation

          Other Desired Qualifications
          • Fluent with SHRP Tools and Dashboards (SHRP Reporting, Business Profile Management, Issue Management, Compliance Operations Enterprise Dashboard)
          • Strong knowledge of financial services industry, products, and regulatory environment within Card and Retail Services
          • Regulatory compliance reporting tool experience (not required, but a plus)
          • Experience with partnering with multiple stakeholders
          • Ability to influence executive decision-making and successfully negotiate critical issue resolution
          • A BS/BA degree or Advanced Degree (MBA, JD, etc.)

            Job Expectations
            • Ability to travel up to 10% of the time

              Street Address
              DE-Wilmington: 2200 Concord Pike - Wilmington, DE
              NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC
              IA-West Des Moines: 800 S Jordan Creek Pkwy - West Des Moines, IA
              AZ-PHX-Northwest Phoenix: 11601 N Black Canyon Hwy - Phoenix, AZ


              Disclaimer

              All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

              Relevant military experience is considered for veterans and transitioning service men and women.
              Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Kannapolis , Operational Risk Consultant 4 PVSI Regulatory Control, Professions , Kannapolis, North Carolina

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Director of Quality - Plastic Injection Molding Manufacturing
Description: Requisition Number br 19-0083 br br Post Date br 12/4/2019 br br Title br Director of Quality - Plastic Injection Molding Manufacturing br br City br Charlotte br br State br (more...)
Company: Otto Environmental Systems
Location: Charlotte
Posted on: 12/12/2019

Regional Class B Drivers 225 per Day and Benefits
Description: br br Regional Class B Drivers - 225/Day Benefits Monthly Safety Bonuses br br Concord, NC Location br br Celebrating 53 Years in Business br br We work with the Nation s largest (more...)
Company: Gourmet Foods International
Location: Charlotte
Posted on: 12/12/2019

CDL B Straight Truck Owner Operator
Description: br br Brief Overview: Run local customer to customer pick-up delivery routes in and around Charlotte, NC. Loading and unloading is customer required. Class B Owner Operators are responsible for (more...)
Company: Forward Air FAS
Location: Charlotte
Posted on: 12/12/2019


Azure Infrastructure Architect
Description: Azure Infrastructure Architect Charlotte, NC, US Requisition Number: 72334 We're looking for an experienced, passionate and professional Azure Infrastructure Architect to join our Charlotte, NC team. (more...)
Company: Insight UK
Location: Charlotte
Posted on: 12/12/2019

OTR CDL A Driver
Description: br br OTR CDL A Driver br Call us at 888 821-2719 ex. 4 br Midwest Freight Systems Corp is a family owned and operated transportation company located in Warren MI. Our mission is based on Safety, (more...)
Company: Midwest Freight Systems
Location: Charlotte
Posted on: 12/12/2019

Owner Operators for Expedite and OTR
Description: br br Owner Operators for Expedite and OTR Call 888 821-2719 ex. 4 to learn more Midwest Freight Systems Corp is a family owned and operated transportation company located in Warren MI. Our mission (more...)
Company: Midwest Freight Systems
Location: Charlotte
Posted on: 12/12/2019

Business Initiative Consultant 1
Description: Job Description Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/12/2019

CDL-A DEDICATED COMPANY TRUCK DRIVERS & LEASE PURCHASE OPPORTUNITIES
Description: CDL-A DEDICATED COMPANY TRUCK DRIVERS LEASE PURCHASE OPPORTUNITIES br br 80 OF OUR DRIVERS ARE SEATED IN 3 DAYS br Don't Wait, Call Now 954-280-7574 br br Choose U.S. Xpress for an EXTRA (more...)
Company: US Xpress
Location: Charlotte
Posted on: 12/12/2019

SAP ERP Analyst, QtC
Description: OPPORTUNITY SNAPSHOT br br If you combine a sharp analytical mindset with solid technical savvy and the ability to take a hands-on approach, this position offers you some compelling opportunities. (more...)
Company: SPX Flow
Location: Charlotte
Posted on: 12/12/2019

Market Risk Consultant 2/ Risk Consultant
Description: Job Description br At Wells Fargo, we want to satisfy our customers------ financial needs and help them succeed financially. We------re looking for talented people who will put our customers at the (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/12/2019

Log In or Create An Account

Get the latest North Carolina jobs by following @recnetNC on Twitter!

Kannapolis RSS job feeds