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Principal Auditor / Enterprise Technology Audit Team - IT Governance

Company: Wells Fargo Bank
Location: Kannapolis
Posted on: December 29, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. - In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.Audit is separated into individual audit teams specializing in a line of business, risk type or coverage area. - These teams include:

  • Corporate Risk and Capital Management (CRCM), which is comprised of Operational Risk, Compliance Risk, Enterprise Risk, Credit Risk, Market Risk, Model Risk, Capital Adequacy, Basel, and Capital Regulatory Reporting teams.
  • Consumer Banking Audit Team (CBAT), supporting consumer businesses, payments, virtual solutions, and innovation. Also includes the Remediation Coverage Program, driving remediation activities across Audit.
  • Enterprise Technology Audit Group (ETAG), supporting information technology and security across the company - for team members and customers.
  • Enterprise Functions, which is comprised Finance & Corporate Activities (FCA), supporting Resolution and Recovery Planning, Corporate Treasury, Accounting and Financial Reporting and Regulatory Reporting and Conduct and Sales Practices (CSP).
  • Financial Crimes Audit Team (FiCAT), supporting compliance for Bank Secrecy Act, Anti- Money Laundering, Fraud, and Global Anti-Corruption.
  • Shared Services Audit Team (SSAT), supporting cross-functional activities, including enterprise testing, data innovations, and data analytics.
  • Strategy & Operations (SAOG), provides operations, infrastructure, guidance, support, development and strategy for all audit teams.
  • Strategic Execution & Operations Office Group (SEOG), developing the strategic direction and assessing line of business and enterprise control activities and governance.
  • Wealth and Investment Management (WIM), supporting business lines supporting affluent advising, lending, fiduciary, and investment services.
  • Wholesale Banking (WHLS), supporting business lines supporting middle-market, corporate, and institutional businesses. -We offer traditional audit roles on our various line of business teams and non-traditional roles that support teams through audit professional practices, coverage coordination, subject matter expertise, and methodology change groups. While audit skills are a primary need, teams also seek potential candidates who can demonstrate subject matter knowledge of Regulatory Compliance including BSA/AML, Basel, operational risk, data analytics, credit functions, stress testing, model risk, customer remediation, and Information Technology General Controls (ITGC).The Enterprise Technology Audit Group focuses on conducting and coordinating integrated audits of information technology and line of business processes throughout Wells Fargo, including audits of the Wells Fargo Technology and Enterprise Business Continuity Planning teams, the group responsible for providing most of Wells Fargo's core technology and support for line of business disaster recovery and business resiliency processes and products. - The Enterprise Technology Audit Group is comprised of four teams responsible for IT Governance, Information Security, Infrastructure and CIO Applications. The IT Governance team is looking to fill a Principal Auditor to support the coverage of the IT Governance and Risk Management/Compliance.Key job responsibilities for this position include the following:
    • With the assistance of an engagement supervisor, lead execution of technology-focused audits by identifying and assessing risks in business context related to the technologies and IT management processes and by developing audit tests designed to achieve audit objectives
    • Develops and applies effective project leadership skills pertaining to information technology, governance and risk management audit engagements regarding notification, task assignment and monitoring, project pacing and control.
    • Leads audits that are generally small to moderate in size and complexity to ensure resources are assigned and executed according to budgets and schedules.
    • Engaged in multiple audits concurrently, with a leadership role in at least one audit.
    • Exercises superior judgment when evaluating the business impact and significance of audit findings, identifying mitigating controls and other factors and assessing whether residual risks are consistent with risk tolerance and prudent risk management
    • Demonstrates professional skepticism.
    • Presents audit results in an objective and unbiased manner.
    • Develops valuable and trusting relationships with internal business partners by executing efficient audit work and offering suggestions to enhance risk management based on an enterprise-wide view of technology risk management
    • Escalates significant risks and loss exposures to the appropriate levels of management.

      Required Qualifications
      • 5+ years of experience in one or a combination of the following audit or risk functions: covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk.)

        Desired Qualifications
        • Experience at a financial institution or accounting firm
        • A BS/BA degree or higher
        • Solid knowledge and understanding of audit or risk methodologies and supporting tools
        • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
        • Knowledge and understanding of Information Technology audit and risk management
        • Ability to work effectively, as well as independently, in a team environment
        • Strong analytical skills and ability to solve complex technical problems

          Other Desired Qualifications
          • Experience leading (auditor-in-charge) IT audit or risk management projects
          • Has broad knowledge of all key IT processes (disaster recovery, business continuity, data analytics, information governance) but has developed sufficient proficiency and specialization in one or more of these processes to render the professional judgements required of an auditor-in-charge
          • Experience working on and leading integrated audits
          • Audit experience within one of the following areas: Information security, IT governance, risk management or application security.
          • Knowledge of information security management frameworks (e.g. COBIT, ISO 2700x, ITIL, NIST Cybersecurity Framework, SANS Top 20 Critical Security Controls).
          • Experience leading or supervising multiple, integrated audit or risk processes or projects
          • Experience leading/supervising and mentoring audit support staff

            Job Expectations
            • Ability to travel up to 20% of the time

              Street Address
              NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC
              NC-Charlotte: 301 S College St - Charlotte, NC
              CO-Denver: 1700 Lincoln St - Denver, CO
              MN-Minneapolis: 608 2nd Ave S - Minneapolis, MN
              MN-Minneapolis: 90 S 7th St - Minneapolis, MN
              AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ
              PA-Philadelphia: 1 S Broad St - Philadelphia, PA
              TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX
              CA-SF-Financial District: 420 Montgomery - San Francisco, CA
              MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO


              All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

              Relevant military experience is considered for veterans and transitioning service men and women.
              Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Kannapolis , Principal Auditor / Enterprise Technology Audit Team - IT Governance, IT / Software / Systems , Kannapolis, North Carolina

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